FAQ

Faq

Kindly keep the following points in mind before submitting your forms to ensure a smooth application process:
• Passport Size Photo (2 Nos.)
• Aadhaar Card Photocopy
• Photocopy of ID/Address Proof (2 copies) The given address and the proof of address should be same
• Signatures wherever marked and applicable.
• PassPort and Visa copy is compulsory for NRI clients
• The photocopy should be signed by the clients• If it is a Joint Account, both of the clients should sign all the forms
• The First account holder has to sign first
• Photocopy of PAN Card is compulsory (2 copies)
• A Cheque (Cancelled/for Investment) from the bank mandate provided
• Signatures in all the proofs
• All photocopies should be signed by the Client

 Resident/Individual/Non-Resident/Non-Individual

  • • Passport Size Photo (5 Nos.): 4 on the forms, 1 given separately
    • Aadhaar Card Photocopy
    • All photocopies should be signed by the Client
    • Self Attested Photocopy of PAN Card is compulsory (4 copies)
    • Self-attested copy of ID/Address Proof (4 copies) The given address and the proof of address should be same
    • A Cheque (Cancelled/for Investment) from the bank mandate provided (to be drawn in favour of own name)
    • Signatures where ever applicable and Marked in bank account opening form, Trading Application, Demat Application and PMS agreement.
    • If it is a Joint Account, both of the clients should sign all the forms
    • The First account holder has to sign first

    NRI (additional)
    • Self Attested Pass Port and Visa copy are compulsory for NRI clients.
    • Separate Portfolio Investment Scheme (PIS ) bank account
    • Approval from RBI for trading in EQ/FNO/MF & PMS.
    • Foreign Address proof.

• New investors who wish to enrol for SIP through NACH (Automated clearing services) should also fill up the Trading and Demat Application forms in addition to this form.
• Existing investors must provide their Account number and need not fill the forms mentioned in point no. 1.
• For further details of this service, like minimum amount, risk factors, etc., investors should, before investment, refer to the Product Note(s) issued till date, available free of cost at any of the branches/offices or distributors or from the website.
• The SIP through NACH Form, Trading and Demat Application forms (in case of new investors), along with the necessary Cheque or copy thereof should be submitted at least a month in advance of the date of the first NACH debit transaction.
• The bank branch provided for NACH should participate in the local MICR clearing. The investor shall inform his/her Banker about the NACH mandate and Paterson Securities (P) Ltd. will not be liable for any transaction failures due to rejection by the investor’s bank/branch.
• SIP through NACH is presently available only on the 10th of the month. If any other date is mentioned, 10th date will be automatically fixed. In case these dates are non-business days for the service, then SIP will be processed for the next business day’s NAV related price or the Scrip current market price at the time of purchase.
• For more information on this facility, please read the terms & conditions mentioned on the overleaf of the NACH mandate form.


• Public and Private Limited Companies
• Memorandum and Articles of Association with Certificate of Incorporation - A clause stating that the investments in shares/debentures etc.
• Pan Card Copy of the Corporate
• A resolution stating the List of Authorized Signatories for opening and operating Demat and Trading account with specification of Paterson Securities Private Limited and also mention the authorized person, who will be operating the account.
• Address Proof of the Corporate
• Address Proof and Pan Card Copy of Authorized Signatories
• Latest Bank Statement of the Corporate
• A cancelled Cheque from the Bank Mandate Provided
• A file copy of the Two Years Income Tax Returns Filed
• Passport Size Photograph of all the authorized Signatories 2 each
• All the Photocopies are compulsorily to be self-attested

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Mutual Fund investments are subject to market risk. Please read the offer document carefully before investing